Code
of Ethics
And
Professional Responsibility
These
principles of the Code express the profession’s recognition
of its responsibilities to the public, to clients, to colleagues,
and to employers.
They apply to all LoNano Financial Advisors and provide
guidance to them in the performance of their professional
services.
Integrity
All
LoNano Financial Advisors shall offer and provide professional
services with integrity.
Objectivity
All
LoNano Financial Advisors shall be objective in providing
professional services to clients.
Competence
All
LoNano Financial Advisors shall provide services to clients
competently and maintain the necessary knowledge and skill
to continue to do so in those areas in which they are engaged.
Fairness
All
LoNano Financial Advisors shall perform professional services
in a manner that is fair and reasonable to clients, principals,
partners, and employers and shall disclose conflict(s) of
interest(s) in providing such services.
Confidentiality
All
LoNano Financial Advisors shall not disclose any confidential
client information without the specific consent of the client
unless in response to proper legal process, to defend against
charges of wrongdoing by the Advisor or in connection with
a civil dispute between the Advisor and a client.
Professionalism
All
LoNano Financial Advisors conduct in all matters shall reflect
credit upon the profession.
Diligence
All
LoNano Financial Advisors shall act diligently in providing
professional services.
The
Code of Ethics and Professional Responsibility has been
adopted by the Certified Financial Planner Board of Standards,
Inc. (CFP Board), the licensing and standard setting body
for CFP designees, and ratified by the Financial Planning
Association, the professional membership organization for
CFP designees. CFP
and Certified Financial Planner are federally registered
service marks of the CFP Board.
LoNano Financial Advisors has adopted the Code of
Ethics and Professional Responsibility as well.