Code of Ethics
And Professional Responsibility
These principles of the Code express the profession’s recognition of its responsibilities to the public, to clients, to colleagues, and to employers. They apply to all LoNano Financial Advisors and provide guidance to them in the performance of their professional services.
Integrity
All LoNano Financial Advisors shall offer and provide professional services with integrity.
Objectivity
All LoNano Financial Advisors shall be objective in providing professional services to clients.
Competence
All LoNano Financial Advisors shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which they are engaged.
Fairness
All LoNano Financial Advisors shall perform professional services in a manner that is fair and reasonable to clients, principals, partners, and employers and shall disclose conflict(s) of interest(s) in providing such services.
Confidentiality
All LoNano Financial Advisors shall not disclose any confidential client information without the specific consent of the client unless in response to proper legal process, to defend against charges of wrongdoing by the Advisor or in connection with a civil dispute between the Advisor and a client.
Professionalism
All LoNano Financial Advisors conduct in all matters shall reflect credit upon the profession.
Diligence
All LoNano Financial Advisors shall act diligently in providing professional services.
The Code of Ethics and Professional Responsibility has been adopted by the Certified Financial Planner Board of Standards, Inc. (CFP Board), the licensing and standard setting body for CFP designees, and ratified by the Financial Planning Association, the professional membership organization for CFP designees. CFP and Certified Financial Planner are federally registered service marks of the CFP Board. LoNano Financial Advisors has adopted the Code of Ethics and Professional Responsibility as well.